0451/2018 - Fatores associados a capacidade funcional de idosos adscritos à Estratégia de Saúde da Família.
Factors associated with functional capacity in the older people enrolled in the Family Health Strategy.
Autor:
• Lorrane Brunelle Moreira - Moreira, L.B - <lorrane_brunelle@hotmail.com>ORCID: https://orcid.org/0000-0002-6754-2184
Coautor(es):
• Silvia Lanziotti Azevedo da Silva - da Silva, S. L. A - <silviafisiojf@yahoo.com.br>ORCID: https://orcid.org/0000-0002-2323-2029
• Ana Emília Fonseca de Castro - Castro, A.M.F - <anaemiliafcastro@yahoo.com.br>
ORCID: https://orcid.org/0000-0003-0273-1053
• Sara Souza Lima - Lima, S.S - <sara.souli@hotmail.com>
ORCID: https://orcid.org/0000-0002-0215-4746 .
• Dayane Oliveira Estevam - Estevam, D.O - <dayane_estevam@hotmail.com>
ORCID: https://orcid.org/0000-0001-7327-342X
• Flávia Alexandra Silveira de Freitas - Freitas, F.A.S - <flaviasilveiraf@gmail.com>
ORCID: https://orcid.org/0000-0002-3162-4890
• Érica Leandro Marciano Vieira - Vieira, E.L.M - <ericalmvieira@gmail.com>
ORCID: https://orcid.org/0000-0002-4147-5614
• Daniele Sirineu Pereira - Pereira, D.S - <daniele.sirineu@gmail.com>
ORCID: https://orcid.org/0000-0002-4868-9244
Resumo:
O estudo investigou a prevalência de declínio da capacidade funcional e seus fatores associados em idosos adscritos à Estratégia Saúde da Família (ESF), em um município do sul de Minas Gerais. Trata-se de um estudo observacional, transversal, de base populacional, com 406 idosos (70,49 anos ± 6,77). A capacidade funcional foi avaliada pelo Short Physical Performance Battery (SPPB); seus fatores associados foram avaliados por um questionário estruturado incluindo aspectos sociodemográficos, econômicos, clínicos e físicos. Concentrações de mediadores inflamatórios foram dosadas pelo método de Elisa (enzyme-linked immunosorbent assay). Regressão linear múltipla foi usada para as análises (pPalavras-chave:
Saúde do idoso, Atenção Primária à Saúde, Idoso, Mediadores da Inflamação.Abstract:
The study investigated the prevalence of functional capacity decline and its associated factors in the older people enrolled in the Family Health Strategy (FHS) in a city in the south of Minas Gerais. It is an observational, cross-sectional, population-based study with 406 older people (70.49 years ± 6.77). The functional capacity was evaluated by the Short Physical Performance Battery (SPPB); their associated factors were evaluated by a structured questionnaire including sociodemographic, economic, clinical and physical aspects. The analysis of plasma levels of inflammatory mediators was performed by the ELISA method. Multiple linear regression was used for the analyses (pKeywords:
Health of the Elderly, Primary Health Care, Elderly, Inflammation Mediators.Conteúdo:
Acessar Revista no ScieloOutros idiomas:
Factors associated with functional capacity in the older people enrolled in the Family Health Strategy.
Resumo (abstract):
The study investigated the prevalence of functional capacity decline and its associated factors in the older people enrolled in the Family Health Strategy (FHS) in a city in the south of Minas Gerais. It is an observational, cross-sectional, population-based study with 406 older people (70.49 years ± 6.77). The functional capacity was evaluated by the Short Physical Performance Battery (SPPB); their associated factors were evaluated by a structured questionnaire including sociodemographic, economic, clinical and physical aspects. The analysis of plasma levels of inflammatory mediators was performed by the ELISA method. Multiple linear regression was used for the analyses (pPalavras-chave (keywords):
Health of the Elderly, Primary Health Care, Elderly, Inflammation Mediators.Ler versão inglês (english version)
Conteúdo (article):
FACTORS ASSOCIATED WITH FUNCTIONAL CAPACITY IN THE ELDERLY ENROLLED IN THE FAMILY HEALTH STRATEGY.Autores: Lorrane Brunelle Moreira1, Silvia Lanziotti Azevedo da Silva1, Ana Emília Fonseca de Castro1, Sara Souza Lima1, Dayane Oliveira Estevam, Flávia Alexandra Silveira de Freitas1, Érica Leandro Marciano Vieira2, Daniele Sirineu Pereira1.
1Universidade Federal de Alfenas-MG, Escola de Enfermagem – Curso de Fisioterapia
2 Universidade Federal de Minas Gerais, Faculdade de Medicina
Autor para correspondência:
Daniele Sirineu Pereira
Escola de Enfermagem – Curso de Fisioterapia, Universidade Federal de Alfenas (UNIFAL-MG). Avenida Jovino Fernandes Sales, n 2600, Bairro Santa Clara – Alfenas/ MG; CEP: 37133-840
E-mail: daniele.sirineu@gmail.com
RESUMO
O estudo investigou a prevalência de declínio da capacidade funcional e seus fatores associados em idosos adscritos à Estratégia Saúde da Família (ESF), em um município do sul de Minas Gerais. Trata-se de um estudo observacional, transversal, de base populacional, com 406 idosos (70,49 anos ± 6,77). A capacidade funcional foi avaliada pelo Short Physical Performance Battery (SPPB); seus fatores associados foram avaliados por um questionário estruturado incluindo aspectos sociodemográficos, econômicos, clínicos e físicos. Concentrações de mediadores inflamatórios foram dosadas pelo método de Elisa (enzyme-linked immunosorbent assay). Regressão linear múltipla foi usada para as análises (p<0,05). A prevalência de declínio funcional na amostra foi de 57,6% e os fatores associados a capacidade funcional foram: idade avançada, sexo feminino, número de medicamentos, sintomas depressivos, elevadas concentrações plasmáticas de receptor solúvel 1 do fator de necrose tumoral alfa (sTNFR1) e baixa força de preensão palmar. Os resultados mostraram que a capacidade funcional foi associada a uma rede de fatores multidimensionais. O presente estudo contribui para a prática de profissionais na ESF ao apontar os principais fatores que podem nortear a ações de promoção e prevenção do declínio da capacidade funcional na população idosa.
Palavras-chave: Saúde do idoso, Atenção Primária à Saúde, Idoso, Mediadores da Inflamação.
ABSTRACT
The study investigated the prevalence of functional capacity decline and its associated factors in the older people enrolled in the Family Health Strategy (ESF) in a city in the south of Minas Gerais. This is an observational, cross-sectional, population-based study with 406 elderly (70.49 years ± 6.77). The functional capacity was evaluated by the Short Physical Performance Battery (SPPB), and its associated factors were evaluated by a structured questionnaire including sociodemographic, economic, clinical and physical aspects. The analysis of plasma levels of inflammatory mediators was performed by the ELISA method. Multiple linear regression was used for the analyses (p <0.05). The prevalence of functional decline in the sample was 57.6% and factors associated with functional capacity were advanced age, female gender, number of medications, depressive symptoms, high plasma concentrations of the soluble receptor of tumor necrosis factor alpha 1 (sTNFR1) and low handgrip strength. The results demonstrated that functional capacity was associated with a network of multidimensional factors. This study contributes to the practice of ESF professionals by indicating the main factors that can guide actions to promote and prevent the decline of functional capacity in the elderly population.
Keywords: Elderly Health, Primary Health Care, Elderly, Inflammatory Mediators.
INTRODUCTION
World population ageing is one of the significant challenges today. In Brazil, an estimated 17.6 million people are over 60 years of age, and according to the World Health Organization (WHO)1, Brazil will be the sixth country in the world with the highest number of seniors by 2025. Population aging is a result of changes in health indicators, particularly the declining fertility and mortality rates and increased life expectancy2.
Age advancement leads to decreased individual physical, psychological and behavioral capacities and to the body’s lower adaptation to stressful events. Senescence is characterized as a heterogeneous, individual and irreversible process, and is determined by several factors, from genetic predisposition, habits and lifestyle, health conditions to environmental conditions3. The increased life expectancy may then be accompanied by physical or cognitive impairments, increased chronic diseases, disabilities and functional decline4.
Aging entails changes in the immune system, with significant repercussions for the health of the elderly. One of these, called inflammaging, is characterized by the imbalanced production and release of inflammatory mediators. Studies have shown a two to four-fold increase in plasma levels of interleukin-6 (IL-6), tumor necrosis factor alpha (TNF-α) and its soluble receptors, interleukin 8 (IL-8), C-reactive protein, among others, characterizing a low-level chronic inflammatory process in the elderly organism5,6. Elevated levels of these pro-inflammatory mediators are related to several adverse health conditions, such as cardiovascular diseases, diabetes mellitus, fragility, sarcopenia, decreased functional capacity and increased mortality7,8.
Together, changes resulting from aging have repercussions not only on the physical realm but also on the activities and social participation of the individual, which can generate essential consequences, such as functional dependence, institutionalization and lower quality of life9. Knowledge of the factors that affect the functionality of the elderly is thus fundamental for the planning and implementation of prevention and intervention measures, especially in Primary Health Care (PHC), which is responsible for the coordination of individual and community care10.
At the first level of healthcare, professionals should focus on the functionality of the elderly to develop care strategies. Such a perspective goes beyond the biomedical paradigm, geared to chronic diseases, allowing not only to advance towards comprehensive care for the elderly but also to consider actions consistent with the particularities of aging11. Therefore, the logic of care for the elderly must incorporate a provision of care aimed at maintaining functional capacity, based on an expanded view of the individual, considering its associated factors. Functional capacity is a multidimensional construct, defined as the ability to perform the activities of daily living independently12. Studies have shown that functional capacity may be influenced by demographic and socioeconomic factors, as well as health conditions and psychoemotional aspects12-17. However, few Brazilian studies include the investigation of inflammatory mediators as one of the possible determinants of the functional capacity of the elderly.
Thus, this study aimed to investigate the prevalence of declining functional capacity and its associated factors in the elderly enrolled in the Family Health Strategy.
METHODS
This is an observational, cross-sectional, population-based study with community-dwelling elderly enrolled in the Family Health Strategy of the city of Alfenas (MG), Brazil. The study is part of the project titled “Biological markers associated with the identification and development of the frailty syndrome, sarcopenia and risk of falls in the elderly attended by the primary and secondary health care services”, approved by the Research Ethics Committee of the Federal University of Alfenas (UNIFAL-MG) under Opinion Nº 722.155. Participants in the study signed an informed consent form, as per the principles contained in the Declaration of Helsinki of the World Medical Association (1964, reformulated in 1975,1983, 1989, 1989, 1996 and 2000).
The sample calculation considered the prevalence for a random stratified proportional sample, with 95% confidence and 5% error. Probabilistic sampling was based on the distribution of the elderly in the 14 PHC facilities that adopted the Family Health Strategy in the municipality of Alfenas (MG) in 2015, ensuring the population representativeness of the results. Older adults were randomized by a computer program for each PHC facility from the municipal lists of enrollees.
The sample size was defined from a sample calculation from a pilot study with 114 elderly from the 14 PHC facilities of the municipality, considering α = 0.05 and a power of 80%, and a sample size of 350 elderly was required. The data collected in the pilot study were not included in the analysis of this study. Data were collected at the elderly\'s home from July 2015 to July 2016.
The inclusion criteria of the study were to be 60 years old or older and to be enrolled in the PHC facilities of the city of Alfenas (MG). Exclusion criteria were elderly individuals with cognitive alterations detectable by Mini-Mental State Examination18, acute inflammatory or infectious disease; neoplasms in the last five years; use of immunosuppressive drugs; amputations in the lower limbs; surgeries or fractures in the lower limbs in the last six months; presence of neurological diseases or sequelae that prevented the performance of the proposed tests.
Functional capacity was evaluated by the Short Physical Performance Battery (SPPB), a standardized and multidimensional instrument with high reliability and sensitivity to the changes in the elderly’s functionality19. SPPB consists of three tests that evaluate, in the following order: standing static balance, gait speed at usual pace and, indirectly, lower limbs muscular strength by getting up and sitting on the chair five times without the help of upper limbs. The total SPPB score is obtained by adding the scores for each test and can range from 0 to 12 points. The classification of the performance of the elderly is 0-3 points - individual incapacitated or very poor performance; 4-6 - poor performance; 7-9 - moderate performance and 10-12 - good performance20.
A structured questionnaire was developed to evaluate the functional capacity determinants, with the following variables: demographic and socioeconomic aspects, lifestyle habits, clinical aspects, physical aspects, self-perceived health and inflammatory mediators.
Demographic and socioeconomic aspects included age, gender, schooling, marital status, family structure and income. Life habits were obtained through objective questions about tobacco and alcohol use, while the level of physical activity was assessed by the Minnesota Leisure Time Activity questionnaire. This instrument considers the kilocalories expenditure by the individual during the activities carried out in the last two weeks and has already been translated and adapted for the Brazilian elderly population21.
The clinical aspects were investigated through objective questions, covering the presence of comorbidities, drug use, pain, visual changes (use of corrective lenses). The Geriatric Depression Scale (GDS), a 15-item version translated and adapted for the Brazilian population, was used for the screening of depressive symptoms, with cut-off points 5/6 (no case/case). This scale has been widely used in the geriatric population, evidencing valid and reliable psychometric measures22.
Regarding the physical aspects, the Body Mass Index (BMI), waist circumference (WC) and handgrip strength were measured. The BMI was calculated with the relationship of the measures of weight/height2 (Kg/m2). Waist circumference was analyzed as an indicator of cardiovascular risk, obtained at the midpoint between the iliac crest and the last rib. The cut-off points for WC were as per those adopted by the Brazilian Obesity Guidelines (Abeso)23, increased risk for women (WC>80 cm) and men (WC>94 cm). The handgrip strength was measured in Kgf (Kilograms-force) with the Jamar Manual Dynamometer, accepted as a standard instrument for grip strength measurement. The average of three measurements was taken, with an interval of one minute between them. For the measurements, the participants were placed in a chair without arms; the dominant limb was kept with the shoulder in a neutral position, elbow at 90° flexion and wrist in a neutral position24. Use of standardized verbal stimulus was used to achieve the highest isometric contraction value.
Self-perceived health was investigated from the question: “How is your health in general?”, with the following answer options: “poor/very poor”", “fair” and “good/very good/excellent”.
We performed the dosing of the soluble receptor of tumor necrosis factor alpha 1 (sTNFR1) and interleukin (IL-8) from blood collection of 10 ml of peripheral blood in vacuum tubes with EDTA (Ethylenediaminetetraacetic acid). The procedure was performed by a qualified professional with disposable material and all norms for the use of sharps were followed for the disposal of materials. After collection, the tubes were centrifuged at 4000 rpm for 10 minutes and the plasma removed in a sterile environment in Eppendorf tubes and stored in a freezer at -80° C. Plasma concentrations were measured using the enzyme-linked immunosorbent assay (ELISA) using the DuoSet ELISA kit (R&D Systems, Minnesota, MN) as per manufacturer’s instructions.
Statistical Analysis
A descriptive analysis was performed for the characterization of the sample using mean and standard deviation values for continuous and discrete variables, and frequency distribution for categorical variables. The normal distribution of data was analyzed by the Kolmogorov-Smirnov test, and none of the variables evidenced a normal distribution.
Factors associated with functional capacity were investigated by a multiple linear regression model with the backward method, and the functional capacity was a dependent variable evaluated by the SPPB score. According to statistical criteria, the independent variables included in the model were those that correlated with functional capacity (p <0.05). The correlation between the variables was verified using Spearman’s correlation coefficient.
The multiple determination coefficient (R2) was used to quantify the strength of the association between functional capacity and independent variables. The F-test was used to determine the statistical significance, considering p <0.05. Regarding the model’s assumptions, the presence of multicollinearity was considered when the Variance Inflation Factor (VIF) was > 10 and Tolerance < 0.2; the homoscedasticity was verified through the chart observation predicted values and observed values, and also the normality of the non-standardized residual. The SPSS program for Windows (Version 20.0) was used for all analyses.
RESULTS
A total of 521 older adults were evaluated, 115 elderly were excluded, 25 due to cognitive alteration and 90 because they did not perform the blood collection for the dosage of the inflammatory mediators. The sociodemographic and clinical characteristics of the 406 elderly included in the analyses are shown in Table 1. In general, the sample was mostly female, with low educational level, non-smokers and physically inactive. The most common comorbidities were systemic arterial hypertension (77.1%), diabetes mellitus (39.9%) and osteoarthritis (31.8%). The sample was also overweight and with high cardiovascular risk as per waist circumference. Regarding functional capacity, 57.6% of the sample evidenced low performance with scores under six points in SPPB.
The bivariate analysis between functional capacity and demographic, socioeconomic, life habits, clinical, physical and inflammatory aspects variables is shown in Table 2. These results determined the independent variables included in the model (p<0.05): age, gender, schooling, marital status, income, comorbidities, number of medications, alcohol use, level of physical activity, depressive symptoms, self-perceived health, handgrip strength and plasma levels of sTNFR1.
The results of the regression model are shown in Table 3. The model was able to explain 29.2% of the variability of “Functional Capacity”.
We observed that older age, a higher number of medications, the presence of depressive symptoms, lower HGS and higher plasma concentrations of sTNFR1 were associated with worse functional capacity. Regarding gender, being a woman was associated with lower SPPB scores.
DISCUSSION
This study revealed a high prevalence of low functional capacity. Factors associated with this alteration were advanced age, female gender, continuous use of medications, depressive symptomatology, low handgrip strength, and elevated plasma levels of sTNFR1. According to the authors, this was the first population-based study with a Brazilian sample to include the investigation of inflammatory mediators among the factors associated with functional capacity.
The prevalence of low functional capacity was higher when compared to other Brazilian studies, which ranged from 10.96% to 45.5%25-28. This is possibly due to the use of different instruments for the evaluation of functional capacity. While self-report questionnaires were used in most investigations, in this study, functional capacity was assessed by an objective measure. While valid and reliable, self-reporting instruments are permeated with subjectivity, so that the elderly’s perception of performance may not correspond to their actual functional capacity29,30.
The regression model identified six associated factors, which together explained 29% of the functional capacity variability of the sample surveyed. These results evidenced the multifactorial characteristic of this construct, corroborating previous research31,32. However, factors associated with functional capacity differ in the literature, which may reflect variations among the samples influenced by socio-cultural and regional aspects of each study.
In the studied sample, elevated levels of sTNFR1 were associated with worse functional capacity, suggesting the participation of the chronic inflammatory process with age in the alterations of the elderly’s functionality. Changes in the production of inflammatory mediators, such as sTNFR1, indicate the presence of subclinical conditions and the need to provide care that considers their identification and early interventions to prevent functional decline in the elderly.
Inflammatory mediators are involved in pathophysiological processes related to sarcopenia defined as loss of mass and muscle strength that accompanies aging33. In this context, evidence has shown that TNF-α exerts catabolic action, stimulating proteolysis, with consequent muscular atrophy, and induces changes in muscle protein, which causes a decreased capacity to generate strength34. The biological activity of TNF-α is modulated by its receptors, especially sTNFR135. Since TNF-α is short half-life, the dosage of sTNFR1 has been indicated as a more reliable marker of the inflammatory response36.
However, few studies have investigated the relationship between functional capacity and changes in sTNFR1 levels, especially in the Brazilian population. Moreover, the results of the studies are contradictory, since the sociocultural and regional characteristics between the samples are different. In a study by Penninx et al.37, conducted in Pittsburgh (USA), aged 70-79 years, sTNFR1 was associated with a higher incidence of mobility limitation. In a sample of 222 Brazilian senior women, Felício et al.38 did not find a relationship between this marker and functional capacity.
Interestingly, lower HGS values were associated with lower SPPB scores. HGS is a strong predictor of functional decline39 and an indicator of overall muscle strength in older adults40. Our results are in agreement with other studies. Pereira et al.41 observed that elderly with lower HGS had worse functional performance evaluated by tests similar to those used in this study. HGS is a fast and straightforward measure, so its use must be considered concerning practical propositions in the context of PHC for evaluation, follow-up and prevention of reduced functional capacity of the elderly.
Older individuals were more likely to show worse performance in functional tests, in agreement with findings that identified greater difficulty in performing activities of daily living as the age group increased42-44. Functional capacity reflects the integration of multiple physiological systems, which decline over the years. In a study by Aires et al.45, it was observed that the elderly with more advanced age evidenced a higher risk of developing severe dependence. Similar results were found by Fiedler et al.46, where the elderly over 70 years presented an increased risk of functional loss. These results together indicate the need for older adults to undergo periodic follow-up by the PHC team to prevent functional capacity decline.
Use of medication was associated with functional capacity in the studied sample, and a higher number of drugs in continuous use implied a higher probability of low functional capacity. Brito et al.47 found that the use of one or more medicines was associated with impaired functional capacity, as did Virtuoso-Júnior et al.48, who observed that the higher the number of medicines used by senior women, the higher the level of dependence. While using subjective measures to evaluate functional capacity, they observed an association between variables, corroborating our results. About 66.3% of the elderly in this study had three or more diseases. Although comorbidities have not been associated with functional capacity, they may influence the relationship between drug use and functionality.
The regression model showed an association between the higher the number of depressive symptoms and the low performance in the functional tests. The findings in the literature are contradictory regarding depression, even when considered in the same region. Brito et al.47, when evaluating long-living older adults in the northeast of Brazil, did not find any association between these variables. On the other hand, Maciel et al.16 found that older adults with depressive symptoms residing in the Northeast were more likely to develop a functional disability.
Depression, as well as the presence of depressive symptoms that do not meet the diagnostic criteria of the disease, have a significant adverse impact on the elderly’s life and is being associated with higher physical, social and functional impairment. However, both conditions have been underdiagnosed in the elderly population49. Depressive symptoms are often attributed to the aging process itself or confused with symptoms of other diseases50, hindering their identification. Even screening using quick, easy and inexpensive instruments is rarely included in the evaluation of the elderly51.
Thus, it is of paramount importance that PHC professionals include the screening of depressive symptoms in the PHC routine, aiming at early detection and implementation of actions aimed at symptom management. The implementation of physical exercise, proven effective for the reduction of depressive symptoms51, and the establishment of mental health groups can be strategies for the operationalization of care for the elderly with this health condition.
The results regarding gender showed that being a woman was associated with worse functional capacity. Similar results were found in population studies with the Brazilian sample, even using different measures of functional capacity46,52. Although women live longer than men, they have a higher prevalence of disabling conditions, such as depression, osteoarthritis, osteoporosis, possibly due to worse living conditions related to low schooling and lower remuneration in adulthood, which are factors that contribute to increased problems when older. On the other hand, in a sample of 155 seniors from three regions of the State of Rio Grande do Sul, Aires et al.53 did not find an association between gender and changes in functional capacity. Similarly, in a sample of 964 elderly, Rosa et al.54 did not observe an association between these variables, although being a housewife increased the likelihood of moderate/severe dependence. These gaps are possibly related to the influence of cultural, social and economic aspects of the regions of each study.
As a limitation of the study, we must consider that the cross-sectional design hindered the establishment of causal relationships. Also, the rural area was excluded because it did not have any ESF facility during the period of study. As strengths of the study, we highlight the inclusion of mediators of the chronic inflammatory process that accompanies the aging process, increasing the understanding of the factors associated with the functional capacity of the community elderly. Furthermore, the study was carried out within the context of PHC, using instruments validated and specific to the elderly population, easily and quickly applied in this scenario by their professionals for the evaluation of factors associated with functional capacity. Work done in situations close to reality can stimulate the implementation of more effective strategic actions.
CONCLUSION
There was a high prevalence of low functional capacity in the evaluated elderly. The low functional capacity evidenced the most advanced age, being female, a higher number of medications, depressive symptoms, low handgrip strength and high plasma concentrations of sTNFR1. This study contributes to the practice of PHC professionals by pointing out the main factors that can guide actions to promote and prevent the decline of functional capacity in the elderly population. Most of the factors associated with low functional capacity identified can be evaluated through simple, brief, low-cost measures and instruments, ensuring easy application by PHC professionals. The identification of the association of sTNFR1 and the low functional capacity reinforces the presence of subclinical conditions, pointing out the need for earlier approaches in the process of care and elderly healthcare.
Thus, it is essential that the Family Health Strategy teams consider these factors in the evaluation routine of the elderly, together with the inclusion of strategies to manage them, to avoid the development of disabilities. The regular practice of supervised physical exercise, actions directed to Mental Health and health education operative groups for the promotion of protective lifestyle habits can be implemented in the PHC facilities’ routine, minimizing aspects affecting the functional capacity of the elderly.
Acknowledgments
The authors are grateful to the National Council for Scientific and Technological Development (CNPq – 447382/2014-4) and the Foundation for Research Support of the State of Minas Gerais (FAPEMIG – CDS-APQ-03665-16) for the financial support for the development of the research.
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